-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JEEwtCjsIX79ZXsOGOMyhQq60CQ4hDl0+c+EW00l72UvbxZBaYyY/+H2dFMOp21X gpmByWB5NTJuV+1H1j57OQ== 0000940180-96-000660.txt : 19961217 0000940180-96-000660.hdr.sgml : 19961217 ACCESSION NUMBER: 0000940180-96-000660 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961216 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORRECTIONAL SERVICES CORP CENTRAL INDEX KEY: 0000914670 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-FACILITIES SUPPORT MANAGEMENT SERVICES [8744] IRS NUMBER: 113182580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47399 FILM NUMBER: 96681556 BUSINESS ADDRESS: STREET 1: 1819 MAIN STREET SUITE 1000 CITY: SARASOTA STATE: FL ZIP: 34236 BUSINESS PHONE: 9419539199 MAIL ADDRESS: STREET 1: 1819 MAIN STREET SUITE 1000 CITY: SARASOTA STATE: FL ZIP: 34236 FORMER COMPANY: FORMER CONFORMED NAME: ESMOR CORRECTIONAL SERVICES INC DATE OF NAME CHANGE: 19931110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZWEIG DIMENNA PARTNERS L P CENTRAL INDEX KEY: 0000740450 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133185100 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 900 THIRD AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127559860 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D/A 1 SCHEDULE 13D/A --------------------------- OMB APPROVAL --------------------------- OMB number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response... 14.90 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* --- Correctional Services Corporation ------------------------------------------------------------- (Name of Issuer) Common Stock --------------------------------------------------- (Title of Class of Securities) 219921103 ----------------------------------------- (CUSIP Number) Stuart B. Panish c/o Zweig-DiMenna Associates LLC, 900 Third Avenue New York, New York 10022 (212) 755-9860 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 12, 1996 ------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 219921103 Page 2 of 15 Pages 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Zweig-DiMenna Special Opportunities, L.P. Zweig-DiMenna Partners, L.P. Zweig-DiMenna International Limited Zweig-DiMenna International Managers, Inc., on behalf of a discretionary account Gotham Advisors, Inc., on behalf of a discretionary account 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] 3 SEC USE ONLY 4 SOURCE OF FUNDS* WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 6 CITIZENSHIP OR PLACE OF ORGANIZATION Zweig-DiMenna Special Opportunities, L.P. - Delaware Zweig-DiMenna Partners, L.P. - New York Zweig-DiMenna International Limited - British Virgin Islands Zweig-DiMenna International Managers, Inc. - Delaware Gotham Advisors, Inc. - Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER Zweig-DiMenna Special Opportunities, L.P.-395,000 Zweig-DiMenna International Limited-139,800 Zweig-DiMenna International Managers, Inc., on behalf of a discretionary account-30,700 Zweig-DiMenna Partners, L.P.-23,100 Gotham Advisors, Inc., on behalf of a discretionary account-17,900 8 SHARED VOTING POWER 0 9 SOLE DISPOSITIVE POWER Zweig-DiMenna Special Opportunities, L.P.-395,000 Zweig-DiMenna International Limited-139,800 Zweig-DiMenna International Managers, Inc., on behalf of a discretionary account-30,700 Zweig-DiMenna Partners, L.P.-23,100 Gotham Advisors, Inc., on behalf of a discretionary account-17,900 10 SHARED DISPOSITIVE POWER 0 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Zweig-DiMenna Special Opportunities, L.P.-395,000 Zweig-DiMenna International Limited-139,800 Zweig-DiMenna International Managers, Inc., on behalf of a discretionary account-30,700 Zweig-DiMenna Partners, L.P.-23,100 Gotham Advisors, Inc., on behalf of a discretionary account-17,900 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 Total-8.0% Zweig-DiMenna Special Opportunities, L.P.-5.2% Zweig-DiMenna International Limited-1.9% Zweig-DiMenna International Managers, Inc., on behalf of a discretionary account-0.4% Zweig-DiMenna Partners, L.P.-0.3% Gotham Advisors, Inc., on behalf of a discretionary account-0.2% 14 TYPE OF REPORTING PERSON* Zweig-DiMenna Special Opportunities, L.P. - PN Zweig-DiMenna Partners, L.P. - PN Zweig-DiMenna International Limited - CO Zweig-DiMenna International Managers, Inc. - CO Gotham Advisors, Inc. - CO *SEE INSTRUCTION BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE AND THE SIGNATURE ATTESTATION SCHEDULE 13D - AMENDMENT NO. 1 Zweig-DiMenna Special Opportunities, L.P., Zweig-DiMenna International Limited, Zweig-DiMenna Partners, L.P., Zweig-DiMenna International Managers, Inc. and Gotham Advisors, Inc. hereby amend the Schedule 13D, dated November 6, 1996, filed with respect to shares of common stock, par value $.01 per share ("Shares") of Correctional Services Corporation (the "Company"). ITEM 2 IDENTITY AND BACKGROUND Section E. should be added as follows: E. Zweig-DiMenna Partners, L.P., a New York limited partnership, is a private investment partnership which seeks appreciation of the Partnership's assets for the benefit of its partners. The address of its principal business and its principal office is 900 Third Avenue, New York, New York 10022. The following information is provided as to each general partner of Zweig-DiMenna Partners, L.P.: 1. Zweig-DiMenna Associates LLC is the managing general partner of Zweig-DiMenna Partners, L.P. Reference is made to Item 2.A.1, above, for information about Zweig-DiMenna Associates LLC and its managing directors, principals and members. 2. Zweig Associates, Inc. is a general partner of Zweig-DiMenna Partners, L.P. Reference is made to Item 2.A.2, above, for information about Zweig Associates, Inc. and its directors, officers and shareholders. None of the above, i.e., Zweig-DiMenna Partners, L.P., Zweig-DiMenna Associates LLC, Zweig Associates, Inc., Martin E. Zweig, Joseph A. DiMenna, Brenda M. Earl, Carol R. Whitehead or Jeffrey R. Perry has, during the last five years, (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, Federal or State securities laws or finding any violation with respect to such laws. ITEM 3 SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATIONS The first sentence of Item 3 is amended to read as follows: "The securities of Correctional Services Corporation were purchased at an aggregate cost of $8,302,624.50 with the investment capital of Zweig- DiMenna Special Opportunities, L.P., Zweig-DiMenna International Limited, Zweig-DiMenna Partners, L.P., the discretionary account managed by Zweig- DiMenna International Managers, Inc. (the "ZDIM Account") and the discretionary account managed by Gotham Advisors, Inc. (the "Gotham Account")." ITEM 5 INTEREST IN SECURITIES OF THE ISSUER The answer to Item 5 is amended to read as follows: a. Aggregate number of shares beneficially owned: Zweig-DiMenna Special Opportunities, L.P. - 395,000 Zweig-DiMenna International Limited - 139,800 Zweig-DiMenna Partners, L.P. - 23,100 ZDIM Account - 30,700 Gotham Account - 17,900 Percent of class beneficially owned: Zweig-DiMenna Special Opportunities, L.P. - 5.2% Zweig-DiMenna International Limited - 1.9% Zweig-DiMenna Partners, L.P. - 0.3% ZDIM Account - 0.4% Gotham Account - 0.2% b. Number of shares as to which there is sole power to vote: Zweig-DiMenna Special Opportunities, L.P. - 395,000 Zweig-DiMenna International Limited - 139,800 Zweig-DiMenna Partners, L.P. - 23,100 ZDIM Account - 30,700 Gotham Account - 17,900 Number of shares as to which there is shared power to vote or to direct the vote: Zweig-DiMenna Special Opportunities, L.P. - 0 Zweig-DiMenna International Limited - 0 Zweig-DiMenna Partners, L.P. - 0 ZDIM Account - 0 Gotham Account - 0 Number of shares as to which there is sole power to dispose or to direct the disposition: Zweig-DiMenna Special Opportunities, L.P. - 395,000 Zweig-DiMenna International Limited - 139,800 Zweig-DiMenna Partners, L.P. - 23,100 ZDIM Account - 30,700 Gotham Account - 17,900 Number of shares as to which there is shared power to dispose or to direct the disposition: Zweig-DiMenna Special Opportunities, L.P. - 0 Zweig-DiMenna International Limited - 0 Zweig-DiMenna Partners, L.P. - 0 ZDIM Account - 0 Gotham Account - 0 c. Since November 15, 1996 (the date of the initial Schedule 13D filing), Zweig-DiMenna Special Opportunities, L.P., Zweig-DiMenna International Limited, Zweig-DiMenna Partners, L.P., the ZDIM account and the Gotham Account purchased the Shares on the open market on the following dates and at the following prices and in the following amounts: ZWEIG-DIMENNA SPECIAL OPPORTUNITIES, L.P. DATE DESCRIPTION OF PURCHASE 12/5/96 6,000 shares at $15.8750 a share 12/6/96 3,000 shares at $15.80 a share 12/12/96 3,000 shares at $15.8375 a share ZWEIG-DIMENNA INTERNATIONAL LIMITED DATE DESCRIPTION OF PURCHASE 12/5/96 24,500 shares at $15.8750 a share 12/6/96 12,200 shares at $15.80 a share 12/12/96 12,200 shares at $15.8375 a share ZWEIG-DIMENNA PARTNERS, L.P. DATE DESCRIPTION OF PURCHASE 12/5/96 11,500 shares at $15.8750 a share 12/6/96 5,800 shares at $15.80 a share 12/12/96 5,800 shares at $15.8375 a share ZDIM ACCOUNT DATE DESCRIPTION OF PURCHASE 12/5/96 5,400 shares at $15.8750 a share 12/6/96 2,700 shares at $15.80 a share 12/12/96 2,700 shares at $15.8375 a share GOTHAM ACCOUNT DATE DESCRIPTION OF PURCHASE 12/5/96 2,600 shares at $15.8750 a share 12/6/96 1,300 shares at $15.80 a share 12/12/96 1,300 shares at $15.8375 a share ITEM 7 MATERIAL TO BE FILED AS EXHIBITS Item 7 should read as follows: Exhibit A - Joint Filing Agreement among Zweig-DiMenna Special Opportunities, L.P., Zweig-DiMenna International Limited, Zweig-DiMenna Partners, L.P., Zweig-DiMenna International Managers, Inc. and Gotham Advisors Inc. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 16, 1996 ZWEIG-DiMENNA SPECIAL OPPORTUNITIES, L.P. By: Zweig-DiMenna Associates LLC, Managing General Partner By: /s/ Brenda M. Earl ------------------- Name: Brenda M. Earl Title: Principal of Managing General Partner ZWEIG-DiMENNA INTERNATIONAL LIMITED By: Zweig-DiMenna International Managers, Inc., Investment Manager By: /s/ Brenda M. Earl ------------------- Name: Brenda M. Earl Title: Vice President - Research of Investment Manager ZWEIG-DiMENNA PARTNERS, L.P. By: Zweig-DiMenna Associates LLC, Managing General Partner By: /s/ Brenda M. Earl ------------------- Name: Brenda M. Earl Title: Principal of Managing General Partner ZWEIG-DiMENNA INTERNATIONAL MANAGERS, INC. By: /s/ Brenda M. Earl ------------------- Name: Brenda M. Earl Title: Vice President - Research GOTHAM ADVISORS, INC. By: /s/ Martin E. Zweig -------------------- Name: Martin E. Zweig Title: President EXHIBIT A JOINT FILING AGREEMENT AMONG INVESTORS This Joint Filing Agreement is entered into this 16th day of December, 1996 by Zweig-DiMenna Special Opportunities, L.P., a Delaware limited partnership, Zweig-DiMenna International Limited, a British Virgin Islands corporation, Zweig-DiMenna Partners, L.P., a New York limited partnership, Zweig-DiMenna International Managers, Inc., a Delaware corporation and Gotham Advisors, Inc., a Delaware corporation, collectively the "Investors". In lieu of filing separate statements on Schedule 13D, the Investors hereby agree to file a joint statement on Schedule 13D pursuant to Rule 13d-1(f)(1) under the Exchange Act of 1934 with respect to the Common Stock of Correctional Services Corporation. This Agreement shall be filed as an exhibit to the statement on Schedule 13D filed on behalf of the Investors and constitutes the Investors' consent to file a joint Schedule 13D. ZWEIG-DiMENNA SPECIAL OPPORTUNITIES, L.P. By: Zweig-DiMenna Associates LLC, Managing General Partner By: /s/ Brenda M. Earl ------------------- Name: Brenda M. Earl Title: Principal of Managing General Partner ZWEIG-DiMENNA INTERNATIONAL LIMITED By: Zweig-DiMenna International Managers, Inc., Investment Manager By: /s/ Brenda M. Earl ------------------- Name: Brenda M. Earl Title: Vice President - Research of Investment Manager ZWEIG-DiMENNA PARTNERS, L.P. By: Zweig-DiMenna Associates LLC, Managing General Partner By: /s/ Brenda M. Earl ------------------- Name: Brenda M. Earl Title: Principal of Managing General Partner ZWEIG-DiMENNA INTERNATIONAL MANAGERS, INC. By: /s/ Brenda M. Earl ------------------- Name: Brenda M. Earl Title: Vice President - Research GOTHAM ADVISORS, INC. By: /s/ Martin E. Zweig -------------------- Name: Martin E. Zweig Title: President -----END PRIVACY-ENHANCED MESSAGE-----